5 The Mandate of Heaven, Selection from the Shu Jing
(China, 6th Century BCE)

The Mandate of Heaven is an explanation for the success and failure of monarchs and states. Beginning in the sixth century, Chinese sages reasoned that when a ruling dynasty got overthrown, it had lost the moral right to rule bestowed by Heaven. For this source, you should understand heaven to mean a cosmic all-pervading power. The Shu Jing is a collection of documents, not a person. It dates from the sixth century, prior to the life of Confucius. According to Chinese tradition, the first royal dynasty was the Xia.
Source: “The Instructions of Î,” In The Sacred Books of China, The Texts of Confucianism, Part I, vol. 3 of The Sacred Books of the East, edited by F. Max Mueller, Translated by James Legge. Oxford: Clarendon, 1879–1910. https://archive.org/details/sacredbooksofch03conf/page/92/mode/2up

[When] the former kings of Xia cultivated earnestly their virtue, and then there were no calamities from Heaven. The spirits of the hills and rivers alike were all in tranquility; and the birds and beasts, the fishes and tortoises, all enjoyed their existence according to their nature. But their descendants did not follow their example, and great Heaven sent down calamities, employing the agency of our ruler- who was in possession of its favoring appointment. The attack on Xia may be traced to the orgies in Ming Tiao… Our king of Shang brilliantly displayed his sagely prowess; for oppression he substituted his generous gentleness; and the millions of the people gave him their hearts. Now your Majesty is entering on the inheritance of his virtue; — all depends on how you commence your reign. To set up love, it is for you to love your relations; to set up respect, it is for you to respect your elders. The commencement is in the family and the state….

The former king began with careful attention to the bonds that hold men together. He listened to their request and did not seek to resist it; he conformed to the wisdom of the ancients; occupying the highest position, he displayed intelligence; occupying an inferior position, he displayed his loyalty; he allowed the good qualities of the men whom he employed and did not seek that they should have every talent….

He extensively sought out wise men, who should be helpful to you, his descendant and heir. He laid down the punishments for officers, and warned those who were in authority, saying, ‘If you dare to have constant dancing in your palaces, and drunken singing in your chambers, — that is called the fashion of sorcerers; if you dare to see your hearts on wealth and women, and abandon yourselves to wandering about or to the chase, — that is called the fashion of extravagance; if you dare to despise sage words, to resist the loyal and upright, to put far from you the aged and virtuous, and to seek the company of…youths, — that is called the fashion of disorder. Now if a high noble or officer be addicted to one of these three fashions with their ten evil ways, his family will surely come to ruin; if the prince of a country be so addicted, his state will surely come to ruin. The minister who does not try to correct such vices in the sovereign shall be punished with branding.’…

Do you, who now succeed to the throne, revere these warnings in your person? Think of them! — sacred counsels of vast importance, admirable words forcibly set forth! The ways of Heaven are not invariable: — on the good-doer it sends down all blessings, and on the evil-doer it sends down all miseries. Do you but be virtuous, be it in small things or in large, and the myriad regions will have cause for rejoicing. If you not be virtuous, be it in large things or in small, it will bring the ruin of your ancestral temple.”


Questions for Discussion

What responsibilities does the Mandate of Heaven place on rulers? How does a Chinese monarch keep the Mandate of Heaven? What demonstrates that the Mandate of Heaven has been lost? Does this ancient idea resemble the way people think today?

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